UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | 11/10/2017 | 11/10/2019 | Common Stock | 1,836 | $ 0 (1) | D | Â |
Restricted Stock Units | 11/09/2018 | 11/09/2020 | Common Stock | 7,874 | $ 0 (1) | D | Â |
Restricted Stock Units | 11/08/2019 | 11/08/2021 | Common Stock | 14,128 | $ 0 (1) | D | Â |
Employee Stock Option | 05/07/2015(2) | 05/07/2020 | Common Stock | 7,950 | $ 28.08 | D | Â |
Employee Stock Option | 10/29/2015(3) | 10/29/2020 | Common Stock | 9,000 | $ 28.2 | D | Â |
Employee Stock Option | 05/09/2016(4) | 05/09/2021 | Common Stock | 5,000 | $ 35.02 | D | Â |
Employee Stock Option | 11/06/2016(5) | 11/06/2021 | Common Stock | 7,500 | $ 27.48 | D | Â |
Employee Stock Option | 05/07/2017(6) | 05/07/2022 | Common Stock | 2,660 | $ 25.29 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BUICK ROSALIND D. C\O TRIMBLE INC. 935 STEWART DRIVE SUNNYVALE, CA 94085 |
 |  |  Sr. Vice President |  |
/s/ James A. Kirkland, as Attorney-in-Fact for Rosalind Buick | 02/25/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of Trimble Inc. common stock. |
(2) | 50% of these options became exercisable on 05/07/2015 and an additional 2.08% of these options become exercisable monthly thereafter. |
(3) | 50% of these options became exercisable on 10/29/2015 and an additional 2.08% of these options become exercisable monthly thereafer. |
(4) | 50% of these options became exercisable on 05/09/2016 and an additional 2.08% of these options become exercisable monthly thereafter. |
(5) | 50% of these options became exercisable on 11/06/2016 and an additional 2.08% of these options become exercisable monthly thereafter. |
(6) | 50% of these options became exercisable on 05/07/2017 and an additional 2.08% of these options become exercisable monthly thereafter. |