efc10-156_formsc13ga.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549


SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
 
      INTEVAC, INC.       
(Name of Issuer)
 
           Common Stock, $0.001 par value per share           
(Title of Class of Securities)
 
      461148108      
(CUSIP Number)
 
        December 31, 2009         
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[    ]           Rule 13d-1(b)
 
[ x ]           Rule 13d-1(c)
 
[    ]           Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
CUSIP No.:  461148108
 
1.
Names of Reporting Persons.
 
DCM Partners LLC
 
I.R.S. Identification Nos. of above persons (entities only):  13-4068276
2.
Check the Appropriate Box if a Member of a Group
 
(a) [X]
(b) [   ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
Delaware, United States
 
 
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
5.
Sole Voting Power
222,796
  
6.
Shared Voting Power
272,934
  
7.
Sole Dispositive Power
222,796
  
8.
Shared Dispositive Power
272,934
  
9.
 
495,730
      
10.
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[   ]
      
11.
 
Percent of Class Represented by Amount in Row (9)
 
2.25% based on 22,067,084 shares of common stock outstanding as of October 27, 2009
    
12.
 
Type of Reporting Person:
 
OO
      

 
 
2

CUSIP No.:  461148108
 
1.
Names of Reporting Persons.
 
DCM Partners L.P.
 
I.R.S. Identification Nos. of above persons (entities only):  13-4068272
2.
Check the Appropriate Box if a Member of a Group
 
(a) [X]
(b) [   ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
Delaware, United States
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
5.
Sole Voting Power
222,796
  
6.
Shared Voting Power
272,934
  
7.
Sole Dispositive Power
222,796
  
8.
Shared Dispositive Power
272,934
  
9.
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
495,730
      
10.
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[  ]
      
11.
 
Percent of Class Represented by Amount in Row (9)
 
2.25% based on 22,067,084 shares of common stock outstanding as of October 27, 2009
    
12.
 
Type of Reporting Person:
 
PN
      

 
 
3

CUSIP No.:  461148108
 
1.
Names of Reporting Persons.
 
Erik Diamond
 
I.R.S. Identification Nos. of above persons (entities only):
2.
Check the Appropriate Box if a Member of a Group
 
(a) [X]
(b) [   ]
3.
SEC Use Only
 
4.
Citizenship or Place of Organization
 
Delaware, United States
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
5.
Sole Voting Power
222,796
  
6.
Shared Voting Power
272,934
  
7.
Sole Dispositive Power
222,796
  
8.
Shared Dispositive Power
272,934
  
9.
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
495,730
      
10.
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
[  ]
      
11.
 
Percent of Class Represented by Amount in Row (9)
 
2.25% based on 22,067,084 shares of common stock outstanding as of October 27, 2009
    
12.
 
Type of Reporting Person:
 
IN
      

 
 
4
Item 1(a).
Name of Issuer:
 
Intevac, Inc.

Item 1(b). 
Address of Issuer’s Principal Executive Offices:

3560 Bassett Street
Santa Clara, CA 95054
 
Item 2(a). 
Name of Person Filing

DCM Partners LLC
DCM Partners L.P.
Erik Diamond

Item 2(b). 
Address of Principal Business Office or, if None, Residence
 
The address of the principal business office of each of DCM Partners LLC and DCM Partners L.P. is 909 Third Avenue, 30th Floor, New York, NY 10022.

Item 2(c). 
Citizenship
 
DCM Partners LLC is a Limited Liability Company formed under laws of State of Delaware.

DCM Partners L.P. is a Limited Partnership formed under the laws of the State of Delaware.

Item 2(d). 
Title of Class of Securities:
 
Common Stock, $0.001 par value per share
 
Item 2(e). 
CUSIP Number:
 
461148108
 
Item 3.
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c),
Check Whether the Person Filing is a:
 
This Item 3 is not applicable.

(a) [  ] Broker or dealer registered under Section 15 of the Exchange Act.
(b) [  ]  Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) [  ]  Insurance company as defined in Section 3(a)(19) of the Exchange Act.
(d) [  ]  Investment company registered under Section 8 of the Investment Company Act.
(e) [  ]  An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [  ]  An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g) [  ]  A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
 
5
 
(h) [  ]  A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i) [  ]  A church plan that is excluded from the definition of an investment company under
    Section 3(c)(14) of the Investment Company Act;
(j) [  ]  Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 
Item 4. 
Ownership:
 
DCM Partners LLC
DCM Partners L.P.
Landmark Select Master Fund, Ltd.
 
a. Amount beneficially owned:  DCM Partners L.P. beneficially owns 222,796 shares of common stock; and Landmark Select Master Fund, Ltd. beneficially owns 272,934 shares of common stock (through an account managed by DCM Partners LLC) for an aggregate total of 495,730 shares of common stock.
 
b. Percent of Class: 2.25% based upon information provided by Intevac, Inc. in its most recently filed quarterly report on Form 10-Q which stated that there were approximately 22,067,084 shares of common stock outstanding as of October 27, 2009.
 
Item 5. 
Ownership of Five Percent or Less of a Class:
 
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following /X/.
 
Item 6. 
Ownership of More than Five Percent on Behalf of Another Person:
 
This Item 6 is not applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:

This Item 7 is not applicable.
 
Item 8. 
Identification and Classification of Members of the Group:
 
This Item 8 is not applicable.
 
Item 9. 
Notice of Dissolution of Group:
 
This Item 9 is not applicable.
 
Item 10. 
Certification:
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
6
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 
Date: February 16, 2010
DCM PARTNERS LLC
     
 
By:
/s/ Erik Diamond
 
          Erik Diamond, Managing Member


 
Date: February 16, 2010
DCM PARTNERS L.P.
    By:  DCM Partners LLC, its general partner
     
 
By:
/s/ Erik Diamond
 
          Erik Diamond, Managing Member


 
Date: February 16, 2010
ERIK DIAMOND
     
 
 
/s/ Erik Diamond
 
         

 
7
 
EXHIBIT INDEX
 
Ex.
  
   
A.
Joint Filing Agreement, dated February 16, 2010 by and among DCM Partners LLC and DCM Partners L.P.
 
 
 
 
 
 
8
 
 
 
EXHIBIT A

JOINT FILING AGREEMENT

The undersigned hereby agree that the statement on Schedule 13G with respect to the common stock of Intevac, Inc., dated as of February 16, 2010 is, and any amendments thereto (including amendments on Schedule 13D) signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.

Date: February 16, 2010
    
   
DCM Partners LLC
     
   
By:           /s/ Erik Diamond
   
Name: Erik Diamond
   
Title:   Managing Member
     
Date: February 16, 2010
  
DCM Partners L.P.
   
     By: DCM Partners LLC, its general partner
     
   
By:           /s/ Erik Diamond
   
Name: Erik Diamond
   
Title:   Managing Member
     
Date: February 17, 2009
  
Erik Diamond
     
   
 /s/ Erik Diamond
     

 
 
 
Ex-A