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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (2) | 11/02/2005 | C | 400,000 | (3) | (3) | Class A Common Stock | 400,000 | (2) | 1,100,000 | I (4) | By trust | |||
Class B Common Stock | (2) | (3) | (3) | Class A Common Stock | 946,246 | 946,246 | I (5) | By trust | |||||||
Class B Common Stock | (2) | (3) | (3) | Class A Common Stock | 3,000,000 | 3,000,000 | I (6) | By trust | |||||||
Class B Common Stock | (2) | (3) | (3) | Class A Common Stock | 7,650,706 | 7,650,706 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JACOBSON MITCHELL MSC INDUSTRIAL DIRECT CO., INC. 75 MAXESS ROAD MELVILLE, NY 11747 |
X | X | Chairman and CEO |
/s/ J. Robert Small, Attorney-in-Fact | 11/04/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of Class A Common Stock reported as being acquired by the Reporting Person on this report were acquired upon conversion of Class B Common Stock held by the Mitchell L. Jacobson 2005 Grantor Retained Annuity Trust #2 (the "Jacobson 2005 GRAT 2"). The Reporting Person is the Settlor and Trustee of the Jacobson 2005 GRAT 2. The Reporting Person disclaims beneficial ownership of the shares owned by the Jacobson 2005 GRAT 2. |
(2) | The Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis |
(3) | The Class B Common Stock is immediately convertible into Class A Common Stock and does not expire. |
(4) | Includes 1,100,000 shares of Class B Common Stock as Settlor and Trustee of the Jacobson 2005 GRAT 2. The Reporting Person disclaims beneficial ownership of the shares held by the Jacobson 2005 GRAT 2. |
(5) | Includes 946,246 shares of Class B Common Stock as Trustee of the Marjorie Diane Gershwind 1994 Qualified Fifteen Year Annuity Interest Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Marjorie Diane Gershwind 1994 Qualified Fifteen Year Annuity Interest Trust. |
(6) | Includes 3,000,000 shares of Class B Common Stock as Settlor and Trustee of the Mitchell L. Jacobson 2005 Grantor Retained Annuity Trust. The Reporting Person disclaims beneficial ownership of the shares held by the Mitchell L. Jacobson 2005 Grantor Retained Annuity Trust. |