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Latest News about securities
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TRUMP, Dogecoin, PEPE Type Memecoins Not Securities, Says The SEC But Fraud Related To Offer And Sale Subject To Enforcement
February 27, 2025
Tickers
NEWS
SEC
Tags
$PEPE
Benzinga
News
From
Benzinga
Are Fartcoin, MooDeng Tokens Securities? Solana-based Memecoin Creator Pump.fun Slapped With Class-Action Lawsuit
January 31, 2025
Tickers
NEWS
Tags
Benzinga
Class Action Lawsuit
Solana
From
Benzinga
SEC sues Elon Musk, alleging failure to properly disclose Twitter ownership
January 14, 2025
Tickers
LAW
LAWS
Tags
Law
Laws
US: News
From
CNBC.com News
SEC charges Cantor Fitzgerald, led by Trump’s Commerce pick, with breaking securities laws
December 12, 2024
Tickers
LAW
LAWS
Tags
Crime
Congress
Laws
From
CNBC.com News
Securities Litigation Attorney Dharmi C. Mehta, Esq., Joins Jacko Law Group, PC ("JLG")
May 21, 2024
Tags
Investment
San Diego
Corporate Litigation
From
PRLog
A Trump SEC would aim to reverse climate disclosure rule, ratchet up ESG fights, sources say
May 02, 2024
Tags
Climate Policy
Regulations
Climate
From
CNBC.com News
Pimco's Sonali Pier lets her 'cautious contrarianism' speak for itself: The bets she's making now
March 07, 2024
Tags
Fixed income funds
Breaking News: Markets
Breaking News: Investing
From
CNBC.com News
What the SEC climate disclosure rule may mean for investors
March 04, 2024
Tags
Environment and nature
Government Agencies
Securities
From
CNBC.com News
BP exec's husband guilty of insider trading $1.8 million, snooped on her calls
February 25, 2024
Tags
Breaking News: Markets
Defense
Insider Trading
From
CNBC.com News
Treasury proposes rule to extend anti-money laundering regs to investment advisers
February 13, 2024
Tags
Policy
Hedge Funds
Regulations
From
CNBC.com News
Fairmint is the First SEC-Registered Transfer Agent to Adopt the Transfer Agent Protocol (TAP)
February 06, 2024
Tickers
TAP
Tags
Cap Table
Transfer Agent
United States
From
PRLog
Circle Argues Stablecoins Are Not Securities, Files Friend of Court Brief In Binance-SEC Case
September 29, 2023
Tickers
COIN
SEC
Tags
Global
SEC
$USDC
From
Benzinga
Here's why some economists are concerned student loans may cause the next big bubble
August 31, 2023
Tags
Mortgages
Student Loans
SLM Corp
From
CNBC.com News
SEC fines JPMorgan subsidiary for deleting 47 million emails, some related to subpoenas
June 22, 2023
Tickers
LAW
LAWS
Tags
Securities
Politics
JPMorgan Chase & Co
From
CNBC.com News
EU Addresses Regulatory Challenges In Digital Finance, Crypto Assets After MiCA
June 01, 2023
Tags
Markets in Crypto Assets
$ETH
Market News
From
Benzinga
Elon Musk still needs "Twitter sitter," judge rules
May 15, 2023
Tags
Social issues
Tesla Inc
Autos
From
CNBC.com News
SEC's Gensler says 'the law is clear' for crypto exchanges and that they must comply with regulators
April 27, 2023
Tags
Crypto
Coinbase Global Inc
Asia Politics
From
CNBC.com News
NJ deli stock fraud defendant denied bail as judge calls him a serious flight risk
April 17, 2023
Tags
Breaking News: Business
Securities fraud
Collusion
From
CNBC.com News
SEC Chairman Gensler says 'Scope 3' emissions disclosures aren't 'well developed,' hinting they could be scaled back in climate rule
March 06, 2023
Tags
Markets
Policy
Regulations
From
CNBC.com News
Top House Republicans scrutinize SEC investigation of failed crypto exchange FTX
February 10, 2023
Tags
Breaking News: Politics
U/S/ Economy
White House
From
CNBC.com News
SEC weighs making 'adjustments' to controversial climate risk disclosure rule, Chairman Gensler says
February 10, 2023
Tags
Policy
Markets
Regulations
From
CNBC.com News
Liquidators Subpoena Founders Of Failed Crypto Hedge Fund Three Arrows Capital Via Twitter
January 05, 2023
Tags
crypto hedge funds
News
liquidators
From
Benzinga
Judge pauses SEC case in alleged NJ deli stock fraud in favor of criminal probe
December 21, 2022
Tags
Retail industry
Business
Corporate Fraud
From
CNBC.com News
House Financial Services Chair Waters doesn't plan to subpoena Sam Bankman-Fried to testify at hearing on FTX collapse
December 07, 2022
Tags
US: News
Technology
Markets
From
CNBC.com News
Sam Bankman-Fried could face years in prison over FTX's $32 billion meltdown — if the U.S. ever gets around to arresting him
December 05, 2022
Tags
FinTech
Corporate bankruptcy
Court decisions
From
CNBC.com News
Bahamas regulators confirm they're holding some of FTX's assets
November 18, 2022
Tags
Securities regulation
Regulations
Technology
From
CNBC.com News
Accused fraudster Justin Costello has history of posing as billionaire and threatening cops, police say
November 02, 2022
Tickers
LAW
LAWS
Tags
Crime
US Top News and Analysis
Laws
From
CNBC.com News
Hamilton Grant Announces Rebranding and Expanded Services
October 25, 2022
Tickers
MA
Tags
Hamiltongrant
Brokerdealer
Investment
From
PRLog
Here's what the Wells Fargo cross-selling scandal means for the bank's growth
October 19, 2022
Tickers
LAWS
Tags
Consumer fraud
Consumer banking
Wells Fargo & Co
From
CNBC.com News
Eight states file enforcement action against crypto lending platform Nexo
September 26, 2022
Tags
CNBC Investigations
Crypto
Investing
From
CNBC.com News
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