UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. ___ )*
Pechiney
(Name of Issuer)
Class A Common Shares
Nominal value Euro 15.25 per Common Share
(Title of Class of Securities)
F71851137
(CUSIP Number)
Louise Guarneri
Credit Suisse First Boston
Eleven Madison Avenue
New York, New York 10010
(212) 325-2000
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
September 23, 2003
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box. |_|
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 705151967 13D
--------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Credit Suisse First Boston, on behalf of the Credit Suisse First
Boston business unit
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
3 SEC USE ONLY
4 SOURCE OF FUNDS*
WC, OO
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)|X|
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
NUMBER OF SHARES 7 SOLE VOTING POWER
BENEFICIALLY
OWNED BY See Item 5.
EACH REPORTING
PERSON 8 SHARED VOTING POWER
WITH
See Item 5.
9 SOLE DISPOSITIVE POWER
See Item 5.
10 SHARED DISPOSITIVE POWER
See Item 5.
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Item 5.
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
See Item 5.
14 TYPE OF REPORTING PERSON*
BK, HC
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Item 1. Security and Issuer.
-------------------
This Statement on Schedule 13D (the "Statement") relates to the Class A
Common Shares, nominal value Euro 15.25 per Common Share (the "Shares"), of
Pechiney, a French corporation (the "Company"). The principal executive offices
of the Company are located at 7 Place du Chancelier Adenauer, 75116 Paris,
France.
Item 2. Identity and Background.
-----------------------
In accordance with Securities and Exchange Commission Release No.
34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse
First Boston (the "Bank"), a Swiss bank, on behalf of itself and its
subsidiaries, to the extent that they constitute the Credit Suisse First Boston
business unit (the "CSFB business unit") excluding Asset Management (as defined
below) (the "Reporting Person"). The CSFB business unit is also comprised of an
asset management business principally conducted under the brand name Credit
Suisse Asset Management ("Asset Management"). The Reporting Person provides
financial advisory and capital raising services, sales and trading for users and
suppliers of capital around the world and invests in and manages private equity
and venture capital funds. Asset Management provides asset management and
investment advisory services to institutional, mutual fund and private investors
worldwide. The address of the Bank's principal business and office is
Uetlibergstrasse 231, P.O. Box 900, CH 8070 Zurich, Switzerland. The address of
the Reporting Person's principal business and office in the United States is
Eleven Madison Avenue, New York, New York 10010.
The Bank owns directly a majority of the voting stock, and all of the
non-voting stock, of Credit Suisse First Boston, Inc. ("CSFBI"), a Delaware
corporation. The address of CSFBI's principal business and office is Eleven
Madison Avenue, New York, New York 10010. The ultimate parent company of the
Bank and CSFBI, and the direct owner of the remainder of the voting stock of
CSFBI, is Credit Suisse Group ("CSG"), a corporation formed under the laws of
Switzerland.
CSFBI owns all of the voting stock of Credit Suisse First Boston (USA),
Inc. ("CSFB-USA"), a Delaware corporation and holding company. Credit Suisse
First Boston LLC ("CSFB LLC"), a Delaware limited liability company, is a
registered broker-dealer that effects trades in many companies, including the
Company. CSFB LLC is the successor company of Credit Suisse First Boston
Corporation ("CSFBC"), and all references hereinafter to CSFBC shall be deemed
to refer to CSFB LLC. CSFB-USA is the sole member of CSFB LLC. The address of
the principal business and office of each of CSFB-USA and CSFB LLC is Eleven
Madison Avenue, New York, New York 10010.
The Bank owns all the voting stock of Credit Suisse First Boston
(International) Holding AG ("CSFBH"), a Swiss company. CSFBH acts as a holding
company for certain subsidiaries of Credit Suisse First Boston in Europe, and
since December 1996, in the Pacific region. The address of the principal
business and office of CSFBH is Bahnhofstrasse 17, P.O. Box 234, CH-6301 Zug,
Switzerland.
CSFBH owns all of the voting equity of Credit Suisse First Boston (UK)
Investments ("CSFB-UKI"), a UK limited liability company that acts as an
investment holding company for the UK interests of CSFB. The address of the
principal business and office of CSFB-UKI is One Cabot Square, London, UK, E14
4QJ.
CSFBH also owns all of the voting equity of Credit Suisse First Boston
Management AG ("CSFBM"), a Swiss company that provides financial advisory
services and participates in many types of financial transactions. The address
of the principal business and office of CSFBM is Uetlibergstrasse 231, P.O. Box
990, CH-8070 Zurich, Switzerland.
Credit Suisse First Boston (UK) Investment Holdings ("CSFB-UKIH") is a
UK limited liability company that acts as a holding company for the UK interests
of CSFB. CSFB-UKI holds a majority of CSFB-UKIH's equity; CSFBM holds the
remaining equity. The address of the principal business and office of CSFB-UKIH
is One Cabot Square, London, UK, E14 4QJ.
CSFB-UKIH holds all of the voting stock of Credit Suisse First Boston
(Europe) LTD ("CSFB-E"), a UK limited liability company. CSFB-E is a UK
broker-dealer whose principal business is international securities underwriting
and trading and corporate advisory services. The address of CSFB-E's principal
business and office is One Cabot Square, London, UK, E14 4QJ.
Credit Suisse First Boston International ("CSFB-Int") is a UK bank that
structures and trades over-the-counter derivative products linked to interest
rates, equities, foreign exchange and credit. The address of the principal
business and office of CSFB-Int is One Cabot Square, London, UK, E14 4QJ. The
Bank owns a majority of CSFB-Int's voting equity. CSG and CSFBH own the
remaining voting equity. CSFB-UKI owns a majority of CSFB-Int's non-voting
equity. The Bank and CSG own the remaining non-voting equity. The address of
CSFB-Int's principal business and office is One Cabot Square, London, UK, E14
4QJ.
CSG is a global financial services company with two distinct business
units. In addition to the CSFB business unit, CSG and its consolidated
subsidiaries are comprised of the Credit Suisse Financial Services business
unit. CSG's business address is Paradeplatz 8, P.O. Box 1, CH 8070 Zurich,
Switzerland.
CSG, for purposes of the federal securities laws, may be deemed
ultimately to control the Bank and the Reporting Person. CSG, its executive
officers and directors, and its direct and indirect subsidiaries (including
Asset Management and the Credit Suisse Financial Services business unit) may
beneficially own the Shares of the Company to which this Statement relates and
such Shares are not reported in this Statement. CSG expressly disclaims
beneficial ownership of the Shares beneficially owned by its direct and indirect
subsidiaries, including the Reporting Person. The Reporting Person disclaims
beneficial ownership of the Shares beneficially owned by CSG, Asset Management
and the Credit Suisse Financial Services business unit.
The name, business address, citizenship, present principal occupation
or employment and the name and business address of any corporation or
organization in which each such employment is conducted, of each executive
officer or director of the Reporting Person, CSFBI, CSFB-USA, CSFB LLC, CSFBH,
CSFB-UKI, CSFBM, CSFB-UKIH, CSFB-E and CSFB-Int are set forth on Schedules A-1
through A-10 attached hereto, each of which is incorporated by reference herein.
Except as otherwise provided herein, during the past five years none of
the Reporting Person, CSFBI, CSFB-USA, CSFB LLC, CSFBH, CSFB-UKI, CSFBM,
CSFB-UKIH, CSFB-E or CSFB-Int nor, to the best knowledge of the Reporting
Person, any of the other persons listed on Schedules A-1 through A-10 attached
hereto, has been (i) convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) or (ii) a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to United
States federal or state securities laws or finding any violation with respect to
such laws.
On January 22, 2002, CSFBC, without admitting or denying any alleged
violation, entered into coordinated settlements with NASD Regulation, Inc.
("NASDR") and the Securities and Exchange Commission ("SEC") resolving all
outstanding investigations of CSFBC into the allocation of shares in initial
public offerings ("IPOs"). CSFB-USA was then the sole stockholder of CSFBC.
CSFBC consented to these settlements without admitting or denying any
of the allegations made in the SEC's Complaint or the Letter of Acceptance,
Waiver and Consent ("AWC") filed with the NASDR. The SEC and NASDR alleged that,
between April 1999 and June 2000, certain CSFBC employees allocated many shares
in IPOs to over 100 customers with whom they had improper profit-sharing
arrangements. The NASDR and SEC alleged that certain employees allocated "hot"
IPO shares to certain customers who paid the Firm a portion of the profits
(between 33 and 65 percent) that they made when they sold their IPO stock, by
paying inflated brokerage commissions on transactions unrelated to the IPO
shares.
Under the terms of the coordinated settlement:
o CSFBC paid a total of $100 million. This amount included $30
million in fines and civil penalties divided evenly between the
SEC and NASDR, and a total of $70 million in disgorgement, $35
million of which was paid to the U.S. Treasury and $35 million of
which was paid to the NASDR, representing the monies obtained as
a result of the conduct described by the SEC and NASDR. The SEC
determined in this case that it was appropriate and in the public
interest to pay funds to the U.S. Treasury rather than to any
third parties.
o CSFBC has adopted and implemented revised policies and procedures
for allocating IPOs in its broker-dealer operations. The SEC and
NASD have reviewed these policies and procedures. These included
the establishment of an IPO Allocation Review Committee, a
process for the pre-qualification of accounts before they are
eligible to receive IPO allocations and enhanced supervisory
procedures, which includes the review of commissions paid by
certain accounts receiving allocations around the time of the
IPO. CSFBC also agreed to retain an independent consultant to
review the implementation of these policies and procedures one
year from the date of the settlement.
In the NASDR settlement, CSFBC, without admitting or denying any
findings, consented to a censure and findings that it violated NASD Rules 2110,
2330, 2710, 3010 and 3110. These Rules (a) require broker-dealers to adhere to
just and equitable principles of trade, (b) prohibit broker-dealers from sharing
in the profits of client accounts except as specifically provided, (c) require a
managing underwriter to file certain information that may have a bearing on the
NASDR's review of underwriting arrangements, (d) require members to establish,
maintain and enforce a reasonable supervisory system, and (e) require
broker-dealers to maintain certain books and records.
The NASDR AWC also found violations of Section 17(a) of the Securities
Exchange Act of 1934, as amended (the "Exchange Act"), and SEC Rule 17a-3,
thereunder, which are incorporated by NASD Rule 3110 and similarly impose
certain record keeping requirements on CSFBC as a broker-dealer. In the SEC
settlement, CSFBC, without admitting or denying the allegations of the
Complaint, consented to entry by the District Court for the District of Columbia
of a final judgment that: (1) permanently enjoined CSFBC, directly or
indirectly, from violations of NASD Conduct Rules 2110 and 2330 and Section
17(a)(1) of the Exchange Act and SEC Rule 17a-3; and (2) ordered CSFBC to comply
with certain undertakings.
Neither the SEC nor NASDR made any allegations or findings of
fraudulent conduct by CSFBC. Further, neither the SEC nor NASDR alleged that any
IPO prospectus was rendered false or misleading by CSFBC's conduct or that this
conduct affected either the offering price of an IPO or the price at which any
IPO stock traded in the aftermarket.
Item 3. Source and Amount of Funds.
--------------------------
The aggregate consideration (exclusive of commissions) paid by CSFB
LLC, CSFB Europe and CSFB-Int for the acquisitions of the Company's Shares was
Euro 301,768,723.88. The aggregate consideration (exclusive of commissions) paid
by CSFB LLC, CSFB-E and CSFB-Int for the American Depository Receipts ("ADRs")
was $31,602.00. The aggregate consideration (exclusive of commissions) paid by
CSFB LLC, CSFB-E and CSFB-Int for 1.25% convertible notes due 2006 (the "Notes")
was Euro 6,567,519.00. The funds used by CSFBI, CSFB LLC and CSFB-E to make
these acquisitions came from a combination of working capital and client funds.
Item 4. Purpose of the Transaction.
--------------------------
The Shares, ADRs and Notes were acquired by the Reporting Person for
investment and customer facilitation purposes. CSFB-E acquired 3,300,000 Shares
and CSFB LLC acquired 1,000 ADRs as part of risk arbitrage trading strategies.
(Each ADR represents one-half of a Share.) These trading strategies are the
result of an ongoing tender offer by Alcan, Inc. for the Company. The remaining
Shares were acquired for hedging purposes in relation to customer facilitation
trading activity. The Notes, 280 ADRs and 180,400 Shares were acquired for
investment purposes.
The Reporting Person intends to optimize the value of its investments
and, therefore, will review from time to time the Company's business affairs and
financial position. Based on such evaluation and review, as well as general
economic and industry conditions existing at the time, the Reporting Person may
consider from time to time various alternative courses of action. Such actions
may include the acquisition of additional Shares or other securities through
open market purchases, privately negotiated transactions, a tender offer, an
exchange offer or otherwise. Alternatively, such actions may involve the sale of
all or a portion of the Shares or other securities in the open market, in
privately negotiated transactions, through a public offering or otherwise, or
the tender of Shares in the Alcan tender offer.
Except as set forth herein, the Reporting Person has no present plans
or proposals that relate to or that would result in any of the actions specified
in clauses (a) through (j) of Item 4 of Schedule 13D.
Item 5. Interest in Securities of the Issuer.
-------------------------------------
(a) As of October 2, 2003, the Reporting Person may be deemed to
beneficially own an aggregate of 6,622,665 Shares, consisting of 7,306 Shares
held directly by CSFB-Int, 6,534,719 Shares held directly by CSFB-E, 180 ADRs
held directly by CSFB-E, 1,100 ADRs held directly by CSFB LLC, and 80,000 Shares
issuable upon conversion of Euro 6,020,001 aggregate principal amount of Notes
held directly by CSFB-E. (The Notes are convertible at a rate of Euro 75.25 per
Share.) 3,300,000 Shares are held directly by CSFB-E and 1,000 ADRs are held
directly by CSFB LLC as part of a risk arbitrage trading strategy. 3,054,319
Shares held directly by CSFB-E and 7,306 Shares held by CSFB-Int are held for
hedging purposes in relation to customer facilitation trading activity. The
Notes, 180,400 Shares and 180 ADRs held directly by CSFB-E and 100 ADRs held
directly by CSFB LLC are held for investment purposes.
Accordingly, the Reporting Person may be deemed to beneficially own
8.1% of the outstanding Shares.
To the best knowledge of the Reporting Person, and except as described
herein, neither the Reporting Person, CSFBI, CSFB-USA, CSFB LLC, CSFBH,
CSFB-UKI, CSFBM, CSFB-UKIH, CSFB-E or CSFB-Int nor, to the best knowledge of the
Reporting Person, any other persons listed on Schedules A-1 through A-10
attached hereto, beneficially owns any additional Shares.
(b) With respect to any rights or powers to vote, or to direct the vote
of, or to dispose of, or direct the disposition of, the Shares, ADRs and Notes
referenced in paragraph 5(a), there is shared power to vote, or to direct the
vote of, and to dispose of, or to direct the disposition of, such Shares, ADRs
and Notes.
(c) Schedule B, which is incorporated herein by reference, sets forth
the transactions in the Shares, the Notes and the ADRs effected by the Reporting
Person and its subsidiaries during the period beginning 60 days prior to October
3, 2003.
(d) No other person is known by the Reporting Person to have such right
or power with respect to the Shares beneficially owned by the Reporting Person,
CSFBI, CSFB-USA, CSFB LLC, CSFBH, CSFB-UKI, CSFBM, CSFB-UKIH, CSFB-E or
CSFB-Int.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships
with Respect to Securities of the Issuer.
---------------------------------------------------------
Not applicable.
Item 7. Material to be filed as Exhibits.
--------------------------------
Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: October 6, 2003 Credit Suisse First Boston, on
behalf of the Credit Suisse
First Boston business unit.
By:
---------------------------------
Name: Louise Guarneri
Title: Director
SCHEDULE A-1
EXECUTIVE OFFICERS OF THE REPORTING PERSON
The following sets forth the name, business address, present principal
occupation and citizenship of each executive officer of the Reporting Person.
The business address of the Reporting Person is Eleven Madison Avenue, New York,
New York 10010.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
John J. Mack Eleven Madison Avenue Chairman and Chief Executive United States
New York, NY 10010 Officer
USA
Christopher Carter Eleven Madison Avenue Chairman of Europe Great Britain
New York, NY 10010
USA
Brady W. Dougan Eleven Madison Avenue Co-President, Institutional Securities United States
New York, NY 10010
USA
Stephen R. Volk Eleven Madison Avenue Chairman of CSFB United States
New York, NY 10010
USA
Thomas R. Nides Eleven Madison Avenue Chief Administrative Officer United States
New York, NY 10010
USA
Hector William One Cabot Square Chief Executive Officer and Great Britain
Hepburn Sants London, England Assistant Vice Chairman of
European Region
Richard Edward Eleven Madison Avenue Ex Officio Member of the Operating United States
Thornburgh New York, NY 10010 Committee and the Executive Board
USA
Adebayo Ogunlesi Eleven Madison Avenue Global Head of Investment Banking Nigeria
New York, NY 10010
USA
Eileen K. Murray Eleven Madison Avenue Head of Global Technology, Operations and United States
New York, NY 10010 Product Control
USA
Brian Finn Eleven Madison Avenue Co-President, Institutional Securities United States
New York, NY 10010
USA
Gary G. Lynch Eleven Madison Avenue Global General Counsel and Vice Chairman to United States
New York, NY 10010 Oversee Research and Legal and Compliance
USA Departments
Paul Calello Eleven Madison Avenue Chairman and Chief Executive Officer of the United States
New York, NY 10010 Asia-Pacific Region
USA
Michael Clark Eleven Madison Avenue Co-Head of the Equity Division United States
New York, NY 10010
USA
Bennett J. Goodman Eleven Madison Avenue Chairman of Merchant Banking and Leverage United States
New York, NY 10010 Finance
USA
James P. Healy Eleven Madison Avenue Co-Head of the Fixed Income Division United States
New York, NY 10010
USA
James E. Kreitman Eleven Madison Avenue Co-Head of the Equity Division United States
New York, NY 10010
USA
Jerry Wood Eleven Madison Avenue New Co-Head of the Fixed Income Division United States
York, NY 10010
USA
Barbara A. Yastine Eleven Madison Avenue Chief Financial Officer United States
New York, NY 10010
USA
SCHEDULE A-2
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE FIRST BOSTON, INC.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston, Inc. The business address of Credit Suisse First Boston,
Inc. is Eleven Madison Avenue, New York, New York 10010.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
John J. Mack Eleven Madison Avenue President, Chief Executive Officer and United States
New York, NY 10010 Board Member
USA
Stephen R. Volk Eleven Madison Avenue Board Member United States
New York, NY 10010
USA
Adebayo O. Ogunlesi Eleven Madison Avenue Managing Director Nigeria
New York, NY 10010
USA
Brady W. Dougan Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
Carlos Onis Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
D. Wilson Ervin Eleven Madison Avenue
New York, NY 10010 Managing Director United States
USA
David C. Fisher Eleven Madison Avenue Managing Director, Chief Accounting Officer United States
New York, NY 10010 and Controller
USA
David C. O'Leary Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
Gary G. Lynch Eleven Madison Avenue Managing Director and General Counsel United States
New York, NY 10010
USA
Jeffrey H. Salzman Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
Lewis H. Wirshba Eleven Madison Avenue Managing Director and Treasurer United States
New York, NY 10010
USA
Neil Moskowitz Eleven Madison Avenue New Managing Director United States
York, NY 10010
USA
Neil Radey Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
Robert C. O'Brien Eleven Madison Avenue Managing Director and Chief Credit Officer United States
New York, NY 10010
USA
Eileen K. Murray Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
SCHEDULE A-3
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE FIRST BOSTON (USA), INC.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston (USA), Inc. The business address of Credit Suisse First
Boston (USA), Inc. is Eleven Madison Avenue, New York, New York 10010.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
Brian D. Finn Eleven Madison Avenue President, Chief Executive Officer and United States
New York, NY 10010 Board Member
USA
Stephen R. Volk Eleven Madison Avenue Managing Director and Board Member United States
New York, NY 10010
USA
Adebayo O. Ogunlesi Eleven Madison Avenue Board Member, Managing Director and Head Nigeria
New York, NY 10010 of Global Investment Banking
USA
Eileen K. Murray Eleven Madison Avenue Board Member and Managing Director United States
New York, NY 10010
USA
Brady W. Dougan Eleven Madison Avenue Head of the Securities Division and Board United States
New York, NY 10010 Member
USA
Andrew B. Federbusch Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
Barbara A. Yastine Eleven Madison Avenue Board Member and Managing Director United States
New York, NY 10010
USA
Jeffrey H. Salzman Eleven Madison Avenue New Managing Director and Head of Private United States
York, NY 10010 Client Services
USA
Carlos Onis Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
D. Wilson Ervin Eleven Madison Avenue Head of Strategic Risk Management United States
New York, NY 10010
USA
David C. Fisher Eleven Madison Avenue Chief Financial and Accounting Officer United States
New York, NY 10010
USA
Gary G. Lynch Eleven Madison Avenue Managing Director and General Counsel United States
New York, NY 10010
USA
Neil Radey Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
Neil Moskowitz Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
Lewis H. Wirshba Eleven Madison Avenue Treasurer United States
New York, NY 10010
USA
Robert C. O'Brien Eleven Madison Avenue Chief Credit Officer United States
New York, NY 10010
USA
SCHEDULE A-4
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE FIRST BOSTON LLC
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston LLC. The business address of Credit Suisse First Boston LLC
is Eleven Madison Avenue, New York, New York 10010.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
John J. Mack Eleven Madison Avenue President, Chief Executive Officer United States
New York, NY 10010 and Member of the Board of Managers
USA
David C. Fisher Eleven Madison Avenue Chief Financial Officer and Member United States
New York, NY 10010 of the Board of Managers
USA
Carlos Onis Eleven Madison Avenue Board Member and Member of the United States
New York, NY 10010 Board of Managers
USA
Brady W. Dougan Eleven Madison Avenue Board Member and Managing Director United States
New York, NY 10010 USA
D. Wilson Ervin Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
Frank J. DeCongelio Eleven Madison Avenue Head of Operations United States
New York, NY 10010
USA
Lewis H. Wirshba Eleven Madison Avenue Treasurer United States
New York, NY 10010
USA
Robert C. O'Brien Eleven Madison Avenue Managing Director United States
New York, NY 10010
USA
Gary G. Lynch Eleven Madison Avenue Managing Director and General United States
New York, NY 10010 Counsel
USA
SCHEDULE A-5
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE FIRST BOSTON (INTERNATIONAL)
HOLDING AG.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston (International) Holding AG. The business address of Credit
Suisse First Boston (International) Holding AG is Bahnhofstrasse 17, P.O. Box
234, CH-6301 Zug, Switzerland.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
Barbara A. Yastine 11 Madison Avenue President, President of the United States
New York, NY 10010 Board of Directors
USA
Friedemann Renz Uetlibergstrasse 231 Corporate Secretary Germany
CH-8045
Zurich, Switzerland
Marc Adam One Cabot Square, Director Switzerland
London E14 4QJ,
Great Britain
Marco M. Illy Uetlibergstrasse 231 Director Switzerland
CH-8045
Zurich, Switzerland
Andre Lamprecht Uetlibergstrasse 231 Director Switzerland
CH-8045
Zurich, Switzerland
Fritz Muller Nuschelerstrasse 1 Director Switzerland
CH-8001
Zurich, Switzerland
Agnes F. Reicke Uetlibergstrasse 231 Director Switzerland
CH-8045
Zurich, Switzerland
SCHEDULE A-6
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE FIRST BOSTON (UK)
INVESTMENTS.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston (UK) Investments. The business address of Credit Suisse
First Boston (UK) Investments is One Cabot Square, London, UK, E14 4QJ.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
Nigel Paul Bretton One Cabot Square, Director British
London E14 4QJ,
Great Britain
Costas P. Michaelides One Cabot Square, Director United States
London E14 4QJ
Great Britain
Kevin Lester Studd One Cabot Square Director British
London E14 4QJ
Great Britain
Nicholas John Hornsey One Cabot Square, Company Secretary British
London E14 4QJ
Great Britain
SCHEDULE A-7
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE FIRST BOSTON MANAGEMENT AG.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston Management AG. The business address of Credit Suisse First
Boston Management AG is Uetlibergstrasse 231, P.O. Box 990, CH-8070 Zurich,
Switzerland.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
Andrea Wieland Uetlibergstrasse 231 President, President of Switzerland
CH-8045 the Board of Directors
Zurich, Switzerland
Claude Jehle Uetlibergstrasse 231 Corporate Secretary Switzerland
CH-8045
Zurich, Switzerland
Madeleine Fink Uetlibergstrasse 231 Director Switzerland
CH-8045
Zurich, Switzerland
Agnes F. Reicke Uetlibergstrasse 231 Director Switzerland
CH-8045
Zurich, Switzerland
Brigitte Spiess Nuschelerstrasse 1 Director Switzerland
CH-8001
Zurich, Switzerland
SCHEDULE A-8
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE FIRST BOSTON (UK)
INVESTMENTS HOLDINGS.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston (UK) Investments Holdings. The business address of Credit
Suisse First Boston (UK) Investments Holdings is One Cabot Square, London, UK,
E14 4QJ.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
Nigel Paul Bretton One Cabot Square, Director British
London E14 4QJ,
Great Britain
Costas P. Michaelides One Cabot Square, Director United States
London E14 4QJ,
Great Britain
Kevin Lester Studd One Cabot Square, Director British
London E14 4QJ,
Great Britain
Nicholas John Hornsey One Cabot Square, Company Secretary British
London E14 4QJ,
Great Britain
SCHEDULE A-9
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE FIRST BOSTON (EUROPE)
LIMITED.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston (Europe) Limited. The business address of Credit Suisse
First Boston (Europe) Limited is One Cabot Square, London, UK, E14 4QJ.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
Tobias Guldimann Paradeplatz 8, CH-8070, Non-Executive Director Swiss
Zurich
Switzerland
Ian Christopher Carter One Cabot Square, Director Canadian
London E14 4QJ,
Great Britain
James Kreitman One Cabot Square, Director United States
London E14 4QJ,
Great Britain
James Henry Leigh-Pemberton One Cabot Square, Director British
London E14 4QJ,
Great Britain
Costas P Michaelides One Cabot Square, Director United States
London E14 4QJ,
Great Britain
Trevor Charles Price One Cabot Square, Director British
London E14 4QJ,
Great Britain
Philip Keebler Ryan Paradeplatz 8, CH-8070, Non-Executive Director United States
Zurich, Switzerland
Hector William Hepburn One Cabot Square, Director British
Sants London E14 4QJ,
Great Britain
Richard Edward Thornburgh 11 Madison Avenue, Non-Executive Director United States
New York USA 10010
Kevin Lester Studd One Cabot Square, Compliance Officer British
London E14 4QJ,
Great Britain
Nicholas John Hornsey One Cabot Square, Company Secretary British
London E14 4QJ,
Great Britain
Nigel Paul Bretton One Cabot Square, Finance Officer British
London E14 4QJ,
Great Britain
SCHEDULE A-10
EXECUTIVE OFFICERS AND DIRECTORS OF
CREDIT SUISSE FIRST BOSTON INTERNATIONAL.
The following sets forth the name, business address, present principal
occupation and citizenship of each director and executive officer of Credit
Suisse First Boston International. The business address of Credit Suisse First
Boston International is One Cabot Square, London, UK, E14 4QJ.
Name Business Address Title Citizenship
------------------------ ------------------------ ------------------------ --------------------
Tobias Guldimann Paradeplatz 8, CH-8070, Non-Executive Director Swiss
Zurich
Switzerland
Ian Christopher Carter One Cabot Square, Director Canadian
London E14 4QJ,
Great Britain
James Kreitman One Cabot Square, Director United States
London E14 4QJ,
Great Britain
James Henry Leigh-Pemberton One Cabot Square, Director British
London E14 4QJ,
Great Britain
Costas P Michaelides One Cabot Square, Director United States
London E14 4QJ,
Great Britain
Trevor Charles Price One Cabot Square, Director British
London E14 4QJ,
Great Britain
Philip Keebler Ryan Paradeplatz 8, CH-8070, Non-Executive Director United States
Zurich, Switzerland
Hector William Hepburn One Cabot Square, Non-Executive Director British
Sants London E14 4QJ,
Great Britain
Richard Edward Thornburgh 11 Madison Avenue, Non-Executive Director United States
New York 10010
USA
Kevin Lester Studd One Cabot Square, Compliance Officer British
London E14 4QJ,
Great Britain
Nicholas John Hornsey One Cabot Square, Company Secretary British
London E14 4QJ,
Great Britain
Nigel Paul Bretton One Cabot Square, Finance Officer British
London E14 4QJ,
Great Britain
Schedule B
All ADR trades were effected in ordinary trading on the New York Stock Exchange.
TRADE DATE BUY/SELL SECURITY QUANTITY PRICE/SHARE
--------------------------------------------------------------------------------------------
AUG 28 2003 BUY PECHINEY S A SPONSORED ADR 100 24.83
AUG 29 2003 SELL PECHINEY S A SPONSORED ADR 300 25.02
SEPT 5 2003 SELL PECHINEY S A SPONSORED ADR 100 26.22
SEPT 8 2003 BUY PECHINEY S A SPONSORED ADR 200 26.08
SEPT 9 2003 SELL PECHINEY S A SPONSORED ADR 200 26.01
SEPT 11 2003 SELL PECHINEY S A SPONSORED ADR 500 26.03
SEPT 12 2003 BUY PECHINEY S A SPONSORED ADR 100 26.51
SEPT 15 2003 SELL PECHINEY S A SPONSORED ADR 200 26.34
SEPT 15 2003 SELL PECHINEY S A SPONSORED ADR 100 26.50
SEPT 16 2003 SELL PECHINEY S A SPONSORED ADR 100 26.12
SEPT 17 2003 BUY PECHINEY S A SPONSORED ADR 200 26.30
SEPT 17 2003 BUY PECHINEY S A SPONSORED ADR 100 26.18
SEPT 17 2003 BUY PECHINEY S A SPONSORED ADR 200 26.23
SEPT 18 2003 BUY PECHINEY S A SPONSORED ADR 100 26.29
All Note trades were effected through ordinary over-the-counter trading and on
Euronext.
COST AS
% OF
QUANTITY IN FACE
TRADE DATE BUY/SELL SECURITY EUROS VALUE
------------------------------------------------------------------------------------------
AUG 07 2003 Buy PECHINEY SA CVT 20,000 81.800
AUG 07 2003 Buy PECHINEY SA CVT 20,000 81.800
AUG 07 2003 Buy PECHINEY SA CVT 1,505,000 108.704
AUG 11 2003 Sell PECHINEY SA CVT 1,505,000 108.804
AUG 11 2003 Buy PECHINEY SA CVT 1,505,000 108.804
AUG 11 2003 Buy PECHINEY SA CVT 20,000 81.875
AUG 13 2003 Buy PECHINEY SA CVT 1,505,000 108.970
AUG 19 2003 Buy PECHINEY SA CVT 30,000 108.306
AUG 19 2003 Sell PECHINEY SA CVT 2,257,500 108.306
AUG 21 2003 Buy PECHINEY SA CVT 1,500,034 108.306
AUG 21 2003 Buy PECHINEY SA CVT 1,394,684 108.306
AUG 21 2003 Buy PECHINEY SA CVT 105,350 108.306
AUG 26 2003 Buy PECHINEY SA CVT 752,500 107.309
AUG 29 2003 Sell PECHINEY SA CVT 496,650 1.070
SEP 12 2003 Sell PECHINEY SA CVT 1,881,250 109.967
SEP 12 2003 Buy PECHINEY SA CVT 3,762,500 109.801
SEP 12 2003 Buy PECHINEY SA CVT 1,505,000 109.801
SEP 12 2003 Sell PECHINEY SA CVT 2,257,500 109.967
SEP 12 2003 Sell PECHINEY SA CVT 752,500 109.967
SEP 12 2003 Buy PECHINEY SA CVT 1,505,000 109.801
SEP 12 2003 Buy PECHINEY SA CVT 376,250 109.635
SEP 12 2003 Sell PECHINEY SA CVT 1,128,750 109.635
SEP 15 2003 Sell PECHINEY SA CVT 3,762,500 109.468
SEP 15 2003 Buy PECHINEY SA CVT 3,762,500 109.468
SEP 15 2003 Sell PECHINEY SA CVT 3,762,500 109.635
SEP 16 2003 Sell PECHINEY SA CVT 1,881,250 109.767
SEP 16 2003 Sell PECHINEY SA CVT 1,881,250 109.701
SEP 16 2003 Buy PECHINEY SA CVT 3,762,500 109.674
SEP 16 2003 Buy PECHINEY SA CVT 1,505,000 109.900
SEP 17 2003 Sell PECHINEY SA CVT 100,000 82.500
SEP 17 2003 Buy PECHINEY SA CVT 100,000 75.815
SEP 17 2003 Sell PECHINEY SA CVT 7,525,000 100.751
SEP 17 2003 Buy PECHINEY SA CVT 3,762,500 109.767
SEP 17 2003 Sell PECHINEY SA CVT 677,250 109.807
SEP 17 2003 Sell PECHINEY SA CVT 752,500 109.781
SEP 17 2003 Sell PECHINEY SA CVT 1,128,750 109.834
SEP 17 2003 Sell PECHINEY SA CVT 3,762,500 109.741
SEP 17 2003 Buy PECHINEY SA CVT 3,762,500 109.767
SEP 18 2003 Sell PECHINEY SA CVT 3,762,500 100.864
SEP 18 2003 Buy PECHINEY SA CVT 3,010,000 100.864
SEP 18 2003 Sell PECHINEY SA CVT 3,010,000 100.864
SEP 22 2003 Buy PECHINEY SA CVT 9,993,200 100.000
SEP 22 2003 Sell PECHINEY SA CVT 161,035 109.900
SEP 23 2003 Sell PECHINEY SA CVT 9,406,250 109.790
SEP 23 2003 Sell PECHINEY SA CVT 940,625 109.967
SEP 23 2003 Sell PECHINEY SA CVT 940,625 109.967
SEP 25 2003 Sell PECHINEY SA CVT 2,633,750 109.900
SEP 25 2003 Sell PECHINEY SA CVT 2,768,749 109.967
SEP 25 2003 Sell PECHINEY SA CVT 3,295,574 109.967
SEP 25 2003 Buy PECHINEY SA CVT 3,295,575 109.900
SEP 25 2003 Buy PECHINEY SA CVT 3,295,575 109.900
All Share trades were effected in ordinary trading on Euronext.
TRADE DATE BUY/SELL SECURITY QUANTITY PRICE/SHARE
AUG 06 2003 Buy PECHINEY SA SHARES A 1,000 45.300
AUG 06 2003 Sell PECHINEY SA SHARES A 1,000 45.300
AUG 07 2003 Sell PECHINEY SA SHARES A 10,000 45.500
AUG 08 2003 Sell PECHINEY SA SHARES A 450 45.554
AUG 08 2003 Sell PECHINEY SA SHARES A 398 45.775
AUG 08 2003 Buy PECHINEY SA SHARES A 469 45.775
AUG 08 2003 Buy PECHINEY SA SHARES A 323 45.775
AUG 08 2003 Sell PECHINEY SA SHARES A 394 45.775
AUG 08 2003 Sell PECHINEY SA SHARES A 10,000 45.756
AUG 12 2003 Sell PECHINEY SA SHARES A 5,900 46.050
AUG 12 2003 Buy PECHINEY SA SHARES A 2,395 46.050
AUG 12 2003 Buy PECHINEY SA SHARES A 3,500 46.050
AUG 13 2003 Sell PECHINEY SA SHARES A 300 46.170
AUG 13 2003 Buy PECHINEY SA SHARES A 300 46.170
AUG 13 2003 Sell PECHINEY SA SHARES A 10,000 46.041
AUG 14 2003 Buy PECHINEY SA SHARES A 6,000 46.131
AUG 14 2003 Sell PECHINEY SA SHARES A 6,000 46.200
AUG 15 2003 Sell PECHINEY SA SHARES A 5,084 46.109
AUG 15 2003 Buy PECHINEY SA SHARES A 5,084 46.017
AUG 15 2003 Sell PECHINEY SA SHARES A 25,000 46.124
AUG 15 2003 Buy PECHINEY SA SHARES A 25,000 46.124
AUG 18 2003 Sell PECHINEY SA SHARES A 1,500 45.925
AUG 18 2003 Sell PECHINEY SA SHARES A 10,000 46.021
AUG 18 2003 Sell PECHINEY SA SHARES A 75,150 46.098
AUG 18 2003 Buy PECHINEY SA SHARES A 69,150 46.100
AUG 18 2003 Buy PECHINEY SA SHARES A 6,000 46.011
AUG 19 2003 Buy PECHINEY SA SHARES A 620 45.700
AUG 19 2003 Sell PECHINEY SA SHARES A 38,270 45.844
AUG 19 2003 Buy PECHINEY SA SHARES A 500 45.920
AUG 19 2003 Buy PECHINEY SA SHARES A 4,600 45.920
AUG 19 2003 Buy PECHINEY SA SHARES A 6,700 45.920
AUG 19 2003 Buy PECHINEY SA SHARES A 30,000 46.064
AUG 19 2003 Buy PECHINEY SA SHARES A 15,000 46.064
AUG 19 2003 Buy PECHINEY SA SHARES A 25,000 46.064
AUG 19 2003 Buy PECHINEY SA SHARES A 35,000 46.064
AUG 20 2003 Sell PECHINEY SA SHARES A 500 45.700
AUG 21 2003 Sell PECHINEY SA SHARES A 100 45.880
AUG 21 2003 Sell PECHINEY SA SHARES A 200 45.970
AUG 21 2003 Buy PECHINEY SA SHARES A 25,000 45.818
AUG 21 2003 Buy PECHINEY SA SHARES A 25,000 45.818
AUG 21 2003 Sell PECHINEY SA SHARES A 63 46.150
AUG 21 2003 Buy PECHINEY SA SHARES A 26,493 45.803
AUG 21 2003 Sell PECHINEY SA SHARES A 75,925 45.799
AUG 21 2003 Sell PECHINEY SA SHARES A 75,925 45.799
AUG 22 2003 Buy PECHINEY SA SHARES A 8,500 45.742
AUG 22 2003 Sell PECHINEY SA SHARES A 10,000 45.749
AUG 22 2003 Sell PECHINEY SA SHARES A 30,000 45.985
AUG 26 2003 Sell PECHINEY SA SHARES A 300 45.600
AUG 26 2003 Buy PECHINEY SA SHARES A 32,174 45.703
AUG 26 2003 Sell PECHINEY SA SHARES A 30,674 45.703
AUG 26 2003 Sell PECHINEY SA SHARES A 30,674 45.703
AUG 27 2003 Sell PECHINEY SA SHARES A 125 45.260
AUG 27 2003 Sell PECHINEY SA SHARES A 125 45.260
AUG 28 2003 Buy PECHINEY SA SHARES A 50 45.410
AUG 28 2003 Buy PECHINEY SA SHARES A 50,000 45.690
AUG 28 2003 Buy PECHINEY SA SHARES A 27,900 45.670
AUG 28 2003 Sell PECHINEY SA SHARES A 50 45.410
AUG 28 2003 Sell PECHINEY SA SHARES A 27,900 45.738
AUG 28 2003 Buy PECHINEY SA SHARES A 100,000 45.560
AUG 28 2003 Buy PECHINEY SA SHARES A 50 45.410
AUG 29 2003 Sell PECHINEY SA SHARES A 1,446 46.193
AUG 29 2003 Sell PECHINEY SA SHARES A 150 45.730
AUG 29 2003 Buy PECHINEY SA SHARES A 327 46.170
AUG 29 2003 Buy PECHINEY SA SHARES A 17,496 45.855
AUG 29 2003 Sell PECHINEY SA SHARES A 627 45.910
AUG 29 2003 Sell PECHINEY SA SHARES A 15,900 45.896
AUG 29 2003 Buy PECHINEY SA SHARES A 300 45.626
AUG 29 2003 Sell PECHINEY SA SHARES A 150 45.730
SEP 01 2003 Buy PECHINEY SA SHARES A 785 46.706
SEP 01 2003 Buy PECHINEY SA SHARES A 67 46.706
SEP 01 2003 Buy PECHINEY SA SHARES A 210,000 46.932
SEP 01 2003 Sell PECHINEY SA SHARES A 16,682 46.792
SEP 01 2003 Sell PECHINEY SA SHARES A 20,000 46.770
SEP 01 2003 Buy PECHINEY SA SHARES A 30,000 46.700
SEP 01 2003 Buy PECHINEY SA SHARES A 830 46.750
SEP 02 2003 Sell PECHINEY SA SHARES A 10,000 47.493
SEP 02 2003 Sell PECHINEY SA SHARES A 10,000 47.450
SEP 02 2003 Buy PECHINEY SA SHARES A 10,000 47.450
SEP 02 2003 Sell PECHINEY SA SHARES A 10,614 47.526
SEP 02 2003 Buy PECHINEY SA SHARES A 614 47.535
SEP 02 2003 Buy PECHINEY SA SHARES A 50,000 47.280
SEP 02 2003 Buy PECHINEY SA SHARES A 720 47.500
SEP 02 2003 Buy PECHINEY SA SHARES A 19,280 47.500
SEP 03 2003 Sell PECHINEY SA SHARES A 50,000 46.736
SEP 03 2003 Buy PECHINEY SA SHARES A 55,200 47.047
SEP 03 2003 Sell PECHINEY SA SHARES A 8,500 47.202
SEP 03 2003 Sell PECHINEY SA SHARES A 40,000 47.082
SEP 03 2003 Buy PECHINEY SA SHARES A 20,000 47.000
SEP 03 2003 Sell PECHINEY SA SHARES A 7,700 46.870
SEP 03 2003 Sell PECHINEY SA SHARES A 30,000 47.350
SEP 03 2003 Buy PECHINEY SA SHARES A 8,500 47.202
SEP 03 2003 Buy PECHINEY SA SHARES A 340,000 47.000
SEP 03 2003 Buy PECHINEY SA SHARES A 1,165 47.424
SEP 03 2003 Buy PECHINEY SA SHARES A 4,335 47.424
SEP 03 2003 Buy PECHINEY SA SHARES A 17,000 47.424
SEP 03 2003 Sell PECHINEY SA SHARES A 360,446 47.000
SEP 04 2003 Sell PECHINEY SA SHARES A 1,356 47.024
SEP 04 2003 Buy PECHINEY SA SHARES A 31,802 47.093
SEP 04 2003 Sell PECHINEY SA SHARES A 5,000 46.990
SEP 04 2003 Buy PECHINEY SA SHARES A 5,000 47.000
SEP 04 2003 Sell PECHINEY SA SHARES A 30,000 47.098
SEP 05 2003 Sell PECHINEY SA SHARES A 552 47.314
SEP 05 2003 Buy PECHINEY SA SHARES A 36,455 47.265
SEP 05 2003 Sell PECHINEY SA SHARES A 7,700 47.320
SEP 05 2003 Sell PECHINEY SA SHARES A 15,400 47.425
SEP 08 2003 Buy PECHINEY SA SHARES A 2,200 46.950
SEP 08 2003 Buy PECHINEY SA SHARES A 100 47.215
SEP 08 2003 Buy PECHINEY SA SHARES A 15,300 47.112
SEP 08 2003 Sell PECHINEY SA SHARES A 12,903 47.039
SEP 08 2003 Sell PECHINEY SA SHARES A 15,300 47.210
SEP 09 2003 Sell PECHINEY SA SHARES A 653 46.310
SEP 09 2003 Buy PECHINEY SA SHARES A 16,053 46.353
SEP 09 2003 Sell PECHINEY SA SHARES A 15,400 46.425
SEP 10 2003 Buy PECHINEY SA SHARES A 27,700 46.221
SEP 10 2003 Sell PECHINEY SA SHARES A 7,700 46.269
SEP 10 2003 Sell PECHINEY SA SHARES A 20,000 46.250
SEP 11 2003 Sell PECHINEY SA SHARES A 2,815 46.260
SEP 11 2003 Buy PECHINEY SA SHARES A 2,815 46.260
SEP 11 2003 Buy PECHINEY SA SHARES A 25,000 45.761
SEP 11 2003 Sell PECHINEY SA SHARES A 25,000 45.830
SEP 12 2003 Buy PECHINEY SA SHARES A 1,056,198 46.864
SEP 12 2003 Sell PECHINEY SA SHARES A 299,254 46.661
SEP 12 2003 Buy PECHINEY SA SHARES A 20,000 46.825
SEP 12 2003 Buy PECHINEY SA SHARES A 18,184 46.825
SEP 12 2003 Buy PECHINEY SA SHARES A 15,000 46.530
SEP 12 2003 Sell PECHINEY SA SHARES A 7,600 46.920
SEP 12 2003 Sell PECHINEY SA SHARES A 392,000 46.810
SEP 12 2003 Sell PECHINEY SA SHARES A 8,000 46.810
SEP 12 2003 Buy PECHINEY SA SHARES A 25,000 46.800
SEP 12 2003 Sell PECHINEY SA SHARES A 25,000 46.870
SEP 12 2003 Buy PECHINEY SA SHARES A 488,785 46.863
SEP 12 2003 Buy PECHINEY SA SHARES A 106,173 46.863
SEP 12 2003 Buy PECHINEY SA SHARES A 5,042 46.863
SEP 12 2003 Sell PECHINEY SA SHARES A 100,000 46.650
SEP 12 2003 Sell PECHINEY SA SHARES A 100,000 46.275
SEP 12 2003 Sell PECHINEY SA SHARES A 200,000 46.975
SEP 12 2003 Sell PECHINEY SA SHARES A 250,000 47.044
SEP 12 2003 Buy PECHINEY SA SHARES A 1,600 46.652
SEP 12 2003 Sell PECHINEY SA SHARES A 200,000 46.975
SEP 12 2003 Sell PECHINEY SA SHARES A 100,000 46.275
SEP 12 2003 Sell PECHINEY SA SHARES A 100,000 46.650
SEP 15 2003 Buy PECHINEY SA SHARES A 30,000 46.718
SEP 15 2003 Buy PECHINEY SA SHARES A 70,000 46.654
SEP 15 2003 Sell PECHINEY SA SHARES A 33,286 46.665
SEP 15 2003 Buy PECHINEY SA SHARES A 875,587 46.702
SEP 15 2003 Buy PECHINEY SA SHARES A 32,400 46.621
SEP 15 2003 Buy PECHINEY SA SHARES A 79,499 46.621
SEP 15 2003 Buy PECHINEY SA SHARES A 44,800 46.621
SEP 15 2003 Buy PECHINEY SA SHARES A 50,000 46.750
SEP 15 2003 Sell PECHINEY SA SHARES A 30,000 46.703
SEP 15 2003 Buy PECHINEY SA SHARES A 1,000 46.680
SEP 15 2003 Buy PECHINEY SA SHARES A 4,000 46.680
SEP 15 2003 Buy PECHINEY SA SHARES A 6,000 46.682
SEP 16 2003 Sell PECHINEY SA SHARES A 20,000 46.500
SEP 16 2003 Buy PECHINEY SA SHARES A 176,699 46.512
SEP 16 2003 Sell PECHINEY SA SHARES A 20,000 46.515
SEP 16 2003 Sell PECHINEY SA SHARES A 100,000 46.516
SEP 16 2003 Buy PECHINEY SA SHARES A 10,201 46.518
SEP 16 2003 Buy PECHINEY SA SHARES A 13,900 46.518
SEP 16 2003 Buy PECHINEY SA SHARES A 19,200 46.518
SEP 16 2003 Sell PECHINEY SA SHARES A 16,500 46.417
SEP 17 2003 Buy PECHINEY SA SHARES A 30,000 46.539
SEP 17 2003 Buy PECHINEY SA SHARES A 1,010 46.544
SEP 17 2003 Buy PECHINEY SA SHARES A 3,430 46.544
SEP 17 2003 Buy PECHINEY SA SHARES A 720 46.544
SEP 17 2003 Buy PECHINEY SA SHARES A 1,060 46.544
SEP 17 2003 Buy PECHINEY SA SHARES A 1,170 46.544
SEP 17 2003 Buy PECHINEY SA SHARES A 1,900 46.544
SEP 17 2003 Buy PECHINEY SA SHARES A 960 46.544
SEP 17 2003 Buy PECHINEY SA SHARES A 730 46.544
SEP 17 2003 Sell PECHINEY SA SHARES A 30,000 46.539
SEP 17 2003 Sell PECHINEY SA SHARES A 43,353 46.512
SEP 17 2003 Buy PECHINEY SA SHARES A 35,914 46.496
SEP 17 2003 Sell PECHINEY SA SHARES A 5,000 52.317
SEP 17 2003 Buy PECHINEY SA SHARES A 25,000 46.460
SEP 17 2003 Buy PECHINEY SA SHARES A 6,662 46.570
SEP 17 2003 Buy PECHINEY SA SHARES A 22,700 46.611
SEP 17 2003 Buy PECHINEY SA SHARES A 210,500 46.611
SEP 17 2003 Buy PECHINEY SA SHARES A 8,639 46.611
SEP 17 2003 Sell PECHINEY SA SHARES A 5,000 52.317
SEP 18 2003 Sell PECHINEY SA SHARES A 88 46.640
SEP 18 2003 Buy PECHINEY SA SHARES A 189,885 46.608
SEP 18 2003 Sell PECHINEY SA SHARES A 10,000 52.451
SEP 18 2003 Buy PECHINEY SA SHARES A 20,000 46.635
SEP 18 2003 Sell PECHINEY SA SHARES A 10,000 52.451
SEP 19 2003 Buy PECHINEY SA SHARES A 2,051 46.739
SEP 19 2003 Buy PECHINEY SA SHARES A 85,650 46.642
SEP 19 2003 Sell PECHINEY SA SHARES A 3,701 46.719
SEP 19 2003 Sell PECHINEY SA SHARES A 22,000 46.647
SEP 19 2003 Sell PECHINEY SA SHARES A 58,500 46.640
SEP 19 2003 Sell PECHINEY SA SHARES A 5,000 46.640
SEP 19 2003 Buy PECHINEY SA SHARES A 1,500 46.700
SEP 19 2003 Buy PECHINEY SA SHARES A 16,000 46.807
SEP 19 2003 Buy PECHINEY SA SHARES A 28,100 46.689
SEP 19 2003 Buy PECHINEY SA SHARES A 11,800 46.795
SEP 19 2003 Buy PECHINEY SA SHARES A 210,900 46.689
SEP 19 2003 Buy PECHINEY SA SHARES A 89,100 46.795
SEP 19 2003 Buy PECHINEY SA SHARES A 4,400 46.795
SEP 19 2003 Buy PECHINEY SA SHARES A 10,300 46.689
SEP 22 2003 Buy PECHINEY SA SHARES A 1,120 46.722
SEP 22 2003 Buy PECHINEY SA SHARES A 3,940 46.722
SEP 22 2003 Buy PECHINEY SA SHARES A 1,010 46.722
SEP 22 2003 Buy PECHINEY SA SHARES A 1,340 46.722
SEP 22 2003 Buy PECHINEY SA SHARES A 2,320 46.722
SEP 22 2003 Buy PECHINEY SA SHARES A 1,300 46.722
SEP 22 2003 Buy PECHINEY SA SHARES A 1,420 46.722
SEP 22 2003 Buy PECHINEY SA SHARES A 890 46.722
SEP 22 2003 Sell PECHINEY SA SHARES A 13,340 46.722
SEP 22 2003 Buy PECHINEY SA SHARES A 540,147 46.727
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 72,490 46.745
SEP 22 2003 Sell PECHINEY SA SHARES A 900 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 5,600 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 18,600 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 15,700 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 36,300 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 14,800 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 4,000 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 900 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 2,800 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 2,800 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 900 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 4,000 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 36,300 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 14,800 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 18,600 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 15,700 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 5,600 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 900 46.750
SEP 22 2003 Sell PECHINEY SA SHARES A 100 46.750
SEP 23 2003 Buy PECHINEY SA SHARES A 27,387 46.700
SEP 23 2003 Buy PECHINEY SA SHARES A 22,028 46.700
SEP 23 2003 Buy PECHINEY SA SHARES A 9,349 46.700
SEP 23 2003 Buy PECHINEY SA SHARES A 300 46.690
SEP 23 2003 Buy PECHINEY SA SHARES A 25,000 46.770
SEP 23 2003 Buy PECHINEY SA SHARES A 356,000 46.692
SEP 23 2003 Sell PECHINEY SA SHARES A 34,064 46.697
SEP 23 2003 Sell PECHINEY SA SHARES A 4,000 46.680
SEP 23 2003 Buy PECHINEY SA SHARES A 3,000 46.670
SEP 23 2003 Sell PECHINEY SA SHARES A 500 46.698
SEP 23 2003 Sell PECHINEY SA SHARES A 8,500 46.698
SEP 23 2003 Sell PECHINEY SA SHARES A 10,100 46.698
SEP 23 2003 Sell PECHINEY SA SHARES A 7,900 46.698
SEP 23 2003 Sell PECHINEY SA SHARES A 18,700 46.698
SEP 23 2003 Sell PECHINEY SA SHARES A 100 46.698
SEP 23 2003 Sell PECHINEY SA SHARES A 2,100 46.698
SEP 23 2003 Sell PECHINEY SA SHARES A 600 46.698
SEP 23 2003 Sell PECHINEY SA SHARES A 1,500 46.698
SEP 23 2003 Buy PECHINEY SA SHARES A 21,400 46.773
SEP 23 2003 Buy PECHINEY SA SHARES A 21,500 46.746
SEP 24 2003 Buy PECHINEY SA SHARES A 202,486 46.634
SEP 24 2003 Sell PECHINEY SA SHARES A 22,986 46.656
SEP 24 2003 Sell PECHINEY SA SHARES A 2,100 46.600
SEP 24 2003 Sell PECHINEY SA SHARES A 100 46.600
SEP 24 2003 Sell PECHINEY SA SHARES A 500 46.600
SEP 24 2003 Sell PECHINEY SA SHARES A 1,500 46.600
SEP 24 2003 Buy PECHINEY SA SHARES A 125,000 46.588
SEP 24 2003 Sell PECHINEY SA SHARES A 25,000 46.648
SEP 24 2003 Sell PECHINEY SA SHARES A 500 46.600
SEP 24 2003 Sell PECHINEY SA SHARES A 8,500 46.600
SEP 24 2003 Sell PECHINEY SA SHARES A 10,100 46.600
SEP 24 2003 Sell PECHINEY SA SHARES A 8,000 46.600
SEP 24 2003 Sell PECHINEY SA SHARES A 18,700 46.600
SEP 24 2003 Buy PECHINEY SA SHARES A 21,500 46.710
SEP 25 2003 Buy PECHINEY SA SHARES A 31,109 46.689
SEP 25 2003 Buy PECHINEY SA SHARES A 50,000 46.669
SEP 25 2003 Buy PECHINEY SA SHARES A 50,000 46.719
SEP 25 2003 Buy PECHINEY SA SHARES A 100,000 46.659
SEP 25 2003 Buy PECHINEY SA SHARES A 25,000 46.703
SEP 25 2003 Buy PECHINEY SA SHARES A 140 46.640
SEP 25 2003 Buy PECHINEY SA SHARES A 492,734 46.643
SEP 25 2003 Sell PECHINEY SA SHARES A 1,379 46.690
SEP 25 2003 Buy PECHINEY SA SHARES A 21,500 46.680
SEP 25 2003 Buy PECHINEY SA SHARES A 25,000 46.747
SEP 26 2003 Sell PECHINEY SA SHARES A 60 46.650
SEP 26 2003 Sell PECHINEY SA SHARES A 167 46.625
SEP 26 2003 Buy PECHINEY SA SHARES A 125,227 46.638
SEP 26 2003 Buy PECHINEY SA SHARES A 21,500 46.640
SEP 26 2003 Buy PECHINEY SA SHARES A 40,000 46.693
SEP 29 2003 Sell PECHINEY SA SHARES A 4000 45
SEP 29 2003 Sell PECHINEY SA SHARES A 7000 30
SEP 29 2003 Sell PECHINEY SA SHARES A 1531 47.3
SEP 29 2003 Buy PECHINEY SA SHARES A 301643 47.3425
SEP 29 2003 Buy PECHINEY SA SHARES A 4000 45
SEP 29 2003 Buy PECHINEY SA SHARES A 7000 30
SEP 29 2003 Sell PECHINEY SA SHARES A 1643 47.3
SEP 29 2003 Buy PECHINEY SA SHARES A 1531 47.3
SEP 30 2003 Sell PECHINEY SA SHARES A 500 47.41
SEP 30 2003 Buy PECHINEY SA SHARES A 400990 47.3965
SEP 30 2003 Sell PECHINEY SA SHARES A 790 47.25
SEP 30 2003 Buy PECHINEY SA SHARES A 300 47.39
OCT 01 2003 Buy PECHINEY SA SHARES A 200426 47.1987
OCT 01 2003 Sell PECHINEY SA SHARES A 10277 47.2254
OCT 01 2003 Buy PECHINEY SA SHARES A 10000 47.23
OCT 01 2003 Sell PECHINEY SA SHARES A 149 47.21
OCT 01 2003 Sell PECHINEY SA SHARES A 149 47.21
OCT 02 2003 Buy PECHINEY SA SHARES A 25000 47.2858
OCT 02 2003 Buy PECHINEY SA SHARES A 50000 47.21
OCT 02 2003 Sell PECHINEY SA SHARES A 10413 47.2249
OCT 02 2003 Buy PECHINEY SA SHARES A 10119 47.2259
OCT 03 2003 Buy PECHINEY SA SHARES A 32000 47.25